Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (14 Aug 2023 to 14 Aug 2024)
    • [FCA CF] Significant management (14 Aug 2023 to 14 Aug 2024)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Significant management (14 Aug 2023 to 14 Aug 2024)
    • [PRA CF] Significant risk taker or Material risk taker (30 Mar 2023 to 14 Aug 2024)
  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • Director of firm who is not a certification employee or a SMF manager (7 Jun 2021 to 7 Jul 2022)
  • THE MORTGAGE BUSINESS PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 304154

    • [FCA CF] Material risk taker (9 Dec 2019 to 9 Aug 2020)
    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 9 Aug 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [PRA CF] Significant risk taker or Material risk taker (6 Dec 2019 to 9 Aug 2020)
    • [FCA CF] Material risk taker (6 Dec 2019 to 9 Aug 2020)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Material risk taker (6 Dec 2019 to 9 Aug 2020)
    • [PRA CF] Significant risk taker or Material risk taker (6 Dec 2019 to 9 Aug 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.