Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC UK Bank Plc
FRN 765112
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 15 Jun 2020)
- [FCA CF] Functions requiring qualifications (1 Jul 2018 to 2 Jan 2020)
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- CF30 Customer (6 Jul 2012 to 4 Apr 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.