Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 15 Jun 2020)
    • [FCA CF] Functions requiring qualifications (1 Jul 2018 to 2 Jan 2020)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (6 Jul 2012 to 4 Apr 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.