Emma Jane Vincent

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mercer Limited

    FRN 121935

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 24 Aug 2020)
    • [FCA CF] Functions requiring qualifications (since 24 Aug 2020)
  • M&G ADVICE PARTNERS LIMITED (no longer approved here)

    FRN 584256

    • CF30 Customer (10 Nov 2014 to 8 Dec 2019)
  • Wealth At Work Limited (no longer approved here)

    FRN 417367

    • CF30 Customer (28 May 2013 to 7 Nov 2014)
  • JLT Wealth Management Limited (no longer approved here)

    FRN 196619

    • CF30 Customer (5 Nov 2010 to 24 May 2013)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF21 Investment Adviser (8 Apr 2005 to 27 Apr 2007)
    • CF22 Investment Adviser (Trainee) (13 Feb 2004 to 8 Apr 2005)
  • Partridge Muir & Warren Limited (no longer approved here)

    FRN 148029

    • CF21 Investment Adviser (26 Aug 2003 to 26 Aug 2003)
    • CF22 Investment Adviser (Trainee) (18 Jul 2003 to 26 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.