Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
James Hambro & Partners LLP
FRN 513246
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- [FCA CF] Functions requiring qualifications (since 23 Feb 2026)
- [FCA CF] Client dealing (since 23 Feb 2026)
-
- [FCA CF] Material risk taker (9 Dec 2019 to 24 Nov 2025)
- [FCA CF] Client dealing (9 Dec 2019 to 19 Feb 2026)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Feb 2026)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Mar 2023)
- CF30 Customer (8 Mar 2017 to 8 Dec 2019)
-
- CF30 Customer (29 Feb 2016 to 3 Feb 2017)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.