Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Origen Financial Services Limited
FRN 192666
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 1 Feb 2024)
- [FCA CF] Functions requiring qualifications (since 1 Feb 2024)
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- [FCA CF] Functions requiring qualifications (10 Feb 2022 to 31 Jan 2024)
- CF30 Customer (22 Sep 2014 to 6 Mar 2016)
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- CF1 Director (AR) (24 Jun 2014 to 22 Jul 2014)
- CF30 Customer (15 Jan 2014 to 15 Jul 2014)
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- CF1 Director (AR) (24 Jun 2014 to 22 Jul 2014)
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- Employed By (15 Jan 2014 to 15 Jul 2014)
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- CF30 Customer (16 Apr 2010 to 11 Nov 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.