Emma Jane Greer

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Freedom Financial Planning Ltd

    FRN 924298

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 12 Feb 2021)
    • [FCA CF] Client dealing (since 12 Feb 2021)
    • SMF16 Compliance Oversight (since 1 Dec 2020)
    • Responsible for Insurance Distribution (since 1 Dec 2020)
    • SMF3 Executive Director (since 1 Dec 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Dec 2020)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • CF1 Director (AR) (12 Apr 2017 to 1 Aug 2017)
    • CF30 Customer (12 Apr 2017 to 1 Aug 2017)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (31 Mar 2013 to 12 May 2016)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (5 Apr 2012 to 12 May 2016)
    • CF30 Customer (28 Apr 2010 to 12 May 2016)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (5 Jan 2010 to 4 May 2010)
  • CBS Astor Buller Ltd (no longer approved here)

    FRN 515350

    • Employed By (5 Jan 2010 to 4 May 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.