Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Jul 2021)
    • SMF16 Compliance Oversight (since 17 Jul 2021)
    • [PRA CF] Key function holder (10 Dec 2019 to 17 Jul 2021)
    • SMF16 Compliance Oversight (since 17 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Jul 2021)
  • Isio Investment Solutions Limited (no longer approved here)

    FRN 196669

    • CF11 Money Laundering Reporting (12 Oct 2010 to 30 Dec 2011)
  • Northland Capital Partners Limited (no longer approved here)

    FRN 155200

    • CF21 Investment Adviser (1 Dec 2001 to 30 Aug 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.