Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Director of firm who is not a certification employee or a SMF manager (since 26 Jun 2024)
    • Appointed representative dealing with clients for which they require qualification (since 26 Jun 2024)
    • CF1 Director (AR) (since 28 May 2024)
    • CF30 Customer (since 28 May 2024)
    • (1)Employed By (since 28 May 2024)
    • (1)Employed By (1 Apr 2016 to 31 May 2016)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2024)
    • CF30 Customer (19 Aug 2016 to 31 Mar 2024)
    • CF1 Director (AR) (19 Aug 2016 to 31 Mar 2024)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF1 Director (AR) (1 Apr 2016 to 31 May 2016)
    • CF30 Customer (1 Apr 2016 to 31 May 2016)
  • Chapelwood Financial Planning Ltd (no longer approved here)

    FRN 196672

    • CF30 Customer (1 Nov 2007 to 22 Mar 2013)
    • CF24 Pension Transfer Specialist (4 Jul 2007 to 31 Oct 2007)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • CF30 Customer (1 Nov 2007 to 14 Dec 2010)
    • CF24 Pension Transfer Specialist (4 Dec 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 Dec 2006 to 31 Oct 2007)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (21 Apr 2004 to 31 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Longwood Financial Planning Limited

  2. controlled function added: (1)Employed By at Longwood Financial Planning Limited