Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 21 Nov 2023)
    • [FCA CF] Client dealing (since 21 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 26 Jan 2021)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • Appointed representative dealing with clients for which they require qualification (14 Feb 2022 to 31 Aug 2023)
    • [FCA CF] Client dealing (14 Feb 2022 to 31 Aug 2023)
    • CF30 Customer (11 Feb 2022 to 31 Aug 2023)
  • First Wealth (London) Limited (no longer approved here)

    FRN 813444

    • (6)Employed By (11 Feb 2022 to 31 Aug 2023)

Recent activity

Updates to this individual's record on the FCA register.

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