Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Mar 2021)
    • CF1 Director (AR) (since 20 Jan 2021)
    • CF30 Customer (since 20 Jan 2021)
    • [FCA CF] Functions requiring qualifications (13 Aug 2020 to 14 Feb 2021)
    • [FCA CF] Client dealing (13 Aug 2020 to 14 Feb 2021)
    • CF30 Customer (12 Jun 2017 to 8 Dec 2019)
    • (1)Employed By (since 20 Jan 2021)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (29 Jun 2016 to 28 Apr 2017)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 6 Jul 2010)
    • CF22 Investment Adviser (Trainee) (20 May 2004 to 3 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.