Emma Chisholm

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Williams Investment Management LLP (no longer approved here)

    FRN 403210

    • SMF16 Compliance Oversight (3 Nov 2023 to 1 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (31 Jan 2023 to 1 May 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2025)
    • [FCA CF] Significant management (9 Dec 2019 to 3 Nov 2023)
    • CF30 Customer (14 Sep 2016 to 8 Dec 2019)
    • CF29 Significant management (6 Jul 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.