Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Capital Financial Markets Limited
FRN 760840
- 14. Managing investments
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 12 Jan 2026)
-
- [FCA CF] Client dealing (10 Nov 2022 to 8 Jan 2026)
- [FCA CF] Functions requiring qualifications (10 Nov 2022 to 8 Jan 2026)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.