Emma Catherine Clayton

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Personal Touch Financial Services Limited (no longer approved here)
FRN 187834
- CF22 Investment Adviser (Trainee) (30 Jun 2005 to 23 Jun 2006)
OFM for Savings, Pensions & Investments Ltd (no longer approved here)
FRN 402612
- (2)Employed By (13 Aug 2004 to 31 May 2005)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (7 Nov 2003 to 21 May 2004)
- CF22 Investment Adviser (Trainee) (7 Aug 2002 to 7 Nov 2003)
Countrywide Assured Financial Services (Introducer) (no longer approved here)
FRN 158248
- Employed By (2 Aug 1999 to 4 Jul 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.