Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 14. Managing investments
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Mar 2013 to 8 Dec 2019)
  • South River Asset Management Limited (no longer approved here)

    FRN 197097

    • CF30 Customer (8 Jan 2009 to 20 Jun 2012)
  • Evelyn Partners Securities (no longer approved here)

    FRN 124255

    • CF30 Customer (1 Nov 2007 to 2 Nov 2007)
    • CF27 Investment Management (24 Feb 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (24 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.