Emlyn Morton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Standard Chartered Bank

    FRN 114276

    • [FCA CF] Material risk taker (since 23 Aug 2023)
    • [PRA CF] Significant risk taker or Material risk taker (since 23 Aug 2023)
    • [FCA CF] Client dealing (since 18 Mar 2019)
  • Marex Financial (no longer approved here)

    FRN 442767

    • CF30 Customer (4 Jan 2016 to 28 Feb 2019)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 20 Oct 2010)
    • CF21 Investment Adviser (9 Jan 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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