Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (9 Dec 2020 to 31 Dec 2022)
- [FCA CF] Client dealing (9 Dec 2020 to 31 Dec 2022)
- SMF27 Partner (4 Feb 2020 to 30 Jun 2023)
- CF30 Customer (1 Nov 2007 to 26 Apr 2010)
- CF21 Investment Adviser (5 Jan 2006 to 31 Oct 2007)
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- CF4 Partner (AR) (12 Mar 2014 to 7 Oct 2016)
- CF30 Customer (3 Feb 2011 to 7 Oct 2016)
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- (16)Employed By (12 Mar 2014 to 7 Oct 2016)
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- CF21 Investment Adviser (29 May 2003 to 27 May 2005)
- CF22 Investment Adviser (Trainee) (8 Oct 2002 to 29 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.