Emily Morris-Lloyd

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF1 Director (AR) (since 3 Feb 2021)
    • CF30 Customer (since 3 Feb 2021)
    • [FCA CF] Functions requiring qualifications (12 Aug 2020 to 31 Mar 2021)
    • [FCA CF] Client dealing (12 Aug 2020 to 31 Mar 2021)
    • CF30 Customer (5 Jan 2016 to 8 Dec 2019)
  • Emily Morris Wealth Management LTD

    FRN 939555

    • (1)Employed By (since 3 Feb 2021)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (18 Sep 2014 to 30 Sep 2015)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (5 Oct 2009 to 17 Aug 2010)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (9 Apr 2008 to 11 Sep 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.