Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Lloyds Bank PLC
FRN 119278
- [FCA CF] Client dealing (since 7 May 2025)
- [FCA CF] Client dealing (18 Mar 2019 to 31 Dec 2020)
- CF30 Customer (9 Dec 2014 to 29 Feb 2016)
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Bank of Scotland plc
FRN 169628
- [FCA CF] Client dealing (since 7 May 2025)
- [FCA CF] Client dealing (18 Mar 2019 to 31 Dec 2020)
- CF30 Customer (9 Dec 2014 to 29 Feb 2016)
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- [FCA CF] Client dealing (1 Jan 2021 to 28 Jun 2021)
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- CF30 Customer (17 Mar 2010 to 6 Nov 2014)
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- CF30 Customer (14 Dec 2009 to 7 Jan 2010)
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- CF30 Customer (1 Nov 2007 to 7 Oct 2009)
- CF21 Investment Adviser (8 Nov 2006 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 7 Oct 2009)
- CF21 Investment Adviser (8 Nov 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.