Emily Jayne Small

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Richard Jacobs Pension and Trustee Services Limited

    FRN 153640

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [FCA CF] Significant management (9 Dec 2019 to 10 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 10 Dec 2019)
    • CF30 Customer (6 Aug 2009 to 8 Dec 2019)
    • CF1 Director (6 Aug 2009 to 8 Dec 2019)
    • Responsible for Insurance Mediation (6 Aug 2009 to 30 Sep 2018)

Recent activity

Updates to this individual's record on the FCA register.

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