Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF16 Compliance Oversight (since 31 Mar 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF10a CASS Oversight function (23 Jan 2015 to 8 Dec 2019)
    • CF1 Director (18 Dec 2014 to 8 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (28 Aug 2015 to 20 Aug 2019)
    • CF1 Director (12 Feb 2015 to 8 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (2 Oct 2017 to 8 Dec 2019)
  • SINGER CAPITAL MARKETS SECURITIES LIMITED (no longer approved here)

    FRN 453676

    • CF28 Systems and controls (1 Nov 2007 to 29 Feb 2008)
    • CF13 Finance (12 Sep 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.