Emilio Anting Sotto

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Franklin Templeton Investment Management Limited
FRN 121779
- [FCA CF] Client dealing (since 1 May 2025)
Standard Chartered Bank (no longer approved here)
FRN 114276
- [FCA CF] Manager of certification employee (10 Mar 2021 to 13 Dec 2021)
- [FCA CF] Client dealing (7 Mar 2016 to 11 Mar 2022)
- CF30 Customer (4 Feb 2013 to 6 Mar 2016)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (21 Aug 2009 to 18 Dec 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.