Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • [FCA CF] Material risk taker (since 30 Jul 2024)
    • [FCA CF] Client dealing (since 30 Jul 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 30 Jul 2024)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • [PRA CF] Significant risk taker or Material risk taker (16 Jul 2020 to 2 Jan 2025)
    • [FCA CF] Material risk taker (16 Jul 2020 to 2 Jan 2025)
    • [FCA CF] Manager of certification employee (17 Aug 2018 to 2 Jan 2025)
    • [FCA CF] Client dealing (4 Sep 2017 to 2 Jan 2025)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.