Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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LGT Wealth Management US Limited
FRN 585547
- 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 14. Managing investments
- [FCA CF] Client dealing (since 4 Oct 2021)
- [FCA CF] Functions requiring qualifications (since 4 Oct 2021)
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- CF30 Customer (29 Aug 2013 to 8 Dec 2019)
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- CF30 Customer (9 Nov 2011 to 16 Aug 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.