Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Client dealing (since 4 Oct 2021)
    • [FCA CF] Functions requiring qualifications (since 4 Oct 2021)
  • Crossbridge Capital LLP (no longer approved here)

    FRN 480069

    • CF30 Customer (29 Aug 2013 to 8 Dec 2019)
  • Societe Generale (no longer approved here)

    FRN 124866

    • CF30 Customer (9 Nov 2011 to 16 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.