Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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PERSHING SECURITIES LIMITED
FRN 146576
- SMF13 Chair of the Nominations Committee (since 14 Nov 2025)
- SMF9 Chair of the Governing Body (since 14 Nov 2025)
- Director of firm who is not a certification employee or a SMF manager (since 13 Jul 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.