Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (1 Apr 2019 to 31 May 2019)
- [FCA CF] Manager of certification employee (6 Nov 2017 to 31 May 2019)
- [FCA CF] Client dealing (6 Nov 2017 to 31 May 2019)
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- CF30 Customer (1 Jan 2016 to 6 Mar 2016)
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- CF30 Customer (17 Jan 2011 to 6 Mar 2016)
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- CF30 Customer (17 Jan 2011 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 27 Aug 2010)
- CF21 Investment Adviser (22 Aug 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (29 May 2002 to 25 Jul 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.