Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Macquarie Bank Ltd (no longer approved here)

    FRN 170934

    • [FCA CF] Material risk taker (1 Apr 2019 to 31 May 2019)
    • [FCA CF] Manager of certification employee (6 Nov 2017 to 31 May 2019)
    • [FCA CF] Client dealing (6 Nov 2017 to 31 May 2019)
  • Citibank Europe plc (no longer approved here)

    FRN 211646

    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF30 Customer (17 Jan 2011 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (17 Jan 2011 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 27 Aug 2010)
    • CF21 Investment Adviser (22 Aug 2005 to 31 Oct 2007)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF21 Investment Adviser (29 May 2002 to 25 Jul 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.