Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • SMF18 Other Overall Responsibility (1 Dec 2022 to 1 Mar 2026)
    • [FCA CF] Manager of certification employee (7 Nov 2017 to 30 Sep 2022)
    • [FCA CF] Material risk taker (7 Nov 2017 to 30 Sep 2022)
    • [PRA CF] Managing a material risk taker (7 Nov 2017 to 30 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Nov 2017 to 30 Sep 2022)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • SMF6 Head of Key Business Areas (18 Nov 2022 to 1 Mar 2026)
    • [PRA CF] Managing a material risk taker (7 Nov 2017 to 30 Sep 2022)
    • [FCA CF] Material risk taker (7 Nov 2017 to 30 Sep 2022)
    • [FCA CF] Manager of certification employee (7 Nov 2017 to 30 Sep 2022)
    • [PRA CF] Significant risk taker or Material risk taker (7 Nov 2017 to 30 Sep 2022)
  • Black Horse Limited (no longer approved here)

    FRN 313409

    • SMF7 Group Entity Senior Manager (28 May 2020 to 30 Jun 2022)
  • United Dominions Trust Limited (no longer approved here)

    FRN 725294

    • [PRA CF] Managing a material risk taker (26 Feb 2020 to 4 Jul 2022)
    • [FCA CF] Manager of certification employee (26 Feb 2020 to 4 Jul 2022)

Recent activity

Updates to this individual's record on the FCA register.

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