Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Functions requiring qualifications (1 Oct 2020 to 1 Jun 2023)
- [FCA CF] Client dealing (1 Oct 2020 to 1 Jun 2023)
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- CF30 Customer (1 Nov 2007 to 4 Mar 2010)
- CF23 Corporate Finance Adviser (14 Aug 2007 to 31 Oct 2007)
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- CF23 Corporate Finance Adviser (22 Mar 2006 to 27 Sep 2006)
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- CF23 Corporate Finance Adviser (4 Mar 2005 to 17 Feb 2006)
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- CF23 Corporate Finance Adviser (17 Dec 2003 to 14 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.