Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- [FCA CF] Material risk taker (since 1 Sep 2023)
- [FCA CF] Client dealing (since 24 May 2022)
- [FCA CF] Manager of certification employee (since 20 May 2022)
- CF30 Customer (25 Feb 2011 to 15 Oct 2013)
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Royal Bank of Canada
FRN 124783
- [FCA CF] Material risk taker (since 15 Dec 2020)
- [FCA CF] Manager of certification employee (since 31 Oct 2018)
- [FCA CF] Client dealing (since 31 Oct 2018)
- CF30 Customer (10 Dec 2009 to 15 Oct 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.