Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 15 Jun 2012)
- CF8 Apportionment and Oversight (8 Dec 2006 to 31 Oct 2007)
- CF3 Chief Executive (8 Dec 2006 to 15 Jun 2012)
- CF1 Director (21 Apr 2005 to 15 Jun 2012)
- CF16 Significant Mgt (Desgntd Investment Business) (11 Oct 2004 to 1 Apr 2005)
- CF21 Investment Adviser (11 Oct 2004 to 31 Oct 2007)
- CF26 Customer Trading (4 Jun 2004 to 1 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.