Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF30 Customer (1 Nov 2007 to 15 Jun 2012)
    • CF8 Apportionment and Oversight (8 Dec 2006 to 31 Oct 2007)
    • CF3 Chief Executive (8 Dec 2006 to 15 Jun 2012)
    • CF1 Director (21 Apr 2005 to 15 Jun 2012)
    • CF16 Significant Mgt (Desgntd Investment Business) (11 Oct 2004 to 1 Apr 2005)
    • CF21 Investment Adviser (11 Oct 2004 to 31 Oct 2007)
    • CF26 Customer Trading (4 Jun 2004 to 1 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.