Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Manager of certification employee (since 2 Apr 2024)
    • [FCA CF] Functions requiring qualifications (since 14 Nov 2022)
    • [FCA CF] Client dealing (since 14 Nov 2022)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 7 Nov 2022)
    • CF30 Customer (7 Oct 2017 to 7 Nov 2022)
  • SeventySeven Wealth Management Limited (no longer approved here)

    FRN 623059

    • (8)Employed By (7 Oct 2017 to 7 Nov 2022)

Recent activity

Updates to this individual's record on the FCA register.

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