Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- 13. Giving personal recommendations on and dealing with derivatives
- 3. Giving personal recommendations on derivatives
- [FCA CF] Client dealing (since 23 Jun 2025)
- [FCA CF] Functions requiring qualifications (since 12 Jun 2025)
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HSBC UK Bank Plc
FRN 765112
- 13. Giving personal recommendations on and dealing with derivatives
- 3. Giving personal recommendations on derivatives
- [FCA CF] Client dealing (since 23 Jun 2025)
- [FCA CF] Functions requiring qualifications (since 12 Jun 2025)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.