Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (3 Nov 2017 to 11 Jan 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 25 May 2003)
  • MUFG Securities EMEA plc (no longer approved here)

    FRN 124512

    • CF30 Customer (24 Sep 2012 to 1 Oct 2015)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 24 Nov 2010)
    • CF21 Investment Adviser (8 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.