Ellis Organ

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Clifton Wealth Partnership Ltd
FRN 541273
- SMF3 Executive Director (since 1 May 2025)
Clifton Compliance Services Ltd
FRN 480676
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (AR) (since 21 Aug 2008)
- Responsible for Insurance Distribution (1 Oct 2018 to 3 Dec 2025)
- Responsible for Insurance Mediation (6 Oct 2015 to 30 Sep 2018)
- CF1 Director (23 Sep 2015 to 8 Dec 2019)
CLIFTON CONSULTING LIMITED
FRN 541544
- Employed By (since 21 Mar 2011)
ALTERNATIVE BUSINESS FUNDING LIMITED (no longer approved here)
FRN 719957
- (2)Employed By (30 Sep 2016 to 27 May 2025)
Clifton 310311 Limited (no longer approved here)
FRN 200448
- Employed By (20 Oct 2000 to 18 Dec 2015)

Updates to this individual's record on the FCA register.

12 hours ago
controlled function removed: Employed By at ALTERNATIVE BUSINESS FUNDING LIMITED
12 hours ago
controlled function added: (2)Employed By at ALTERNATIVE BUSINESS FUNDING LIMITED

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.