Ellis Lawrie

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

JPMorgan Chase Bank, National Association
FRN 124491
- [FCA CF] Manager of certification employee (since 24 Feb 2025)
- [FCA CF] Client dealing (since 1 Nov 2016)
J.P. Morgan Securities plc
FRN 155240
- [FCA CF] Manager of certification employee (since 24 Feb 2025)
- [FCA CF] Client dealing (since 1 Nov 2016)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- [FCA CF] Client dealing (8 Feb 2024 to 18 Feb 2025)
J.P. Morgan Europe Limited (no longer approved here)
FRN 124579
- [FCA CF] Client dealing (1 Nov 2016 to 4 Jul 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.