Elliot Worrall

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • [FCA CF] Material risk taker (18 Dec 2020 to 3 Mar 2023)
    • [FCA CF] Manager of certification employee (27 Feb 2017 to 24 Mar 2020)
    • [FCA CF] Client dealing (7 Sep 2016 to 5 Mar 2019)
    • CF30 Customer (5 Jan 2016 to 6 Mar 2016)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 28 Jun 2010)
    • CF21 Investment Adviser (25 Oct 2007 to 31 Oct 2007)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF21 Investment Adviser (29 Sep 2005 to 23 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.