Elliot Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sense Network Limited

    FRN 465124

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 29 Aug 2023)
    • CF1 Director (AR) (since 7 Aug 2023)
    • CF30 Customer (since 7 Aug 2023)
    • [FCA CF] Client dealing (since 25 Apr 2023)
    • [FCA CF] Functions requiring qualifications (25 Apr 2023 to 29 Aug 2023)
  • Wealth Spring Limited

    FRN 999155

    • (1)Employed By (since 7 Aug 2023)
  • CAPITAL ASSET MANAGEMENT (FINANCIAL PLANNING) LIMITED (no longer approved here)

    FRN 225112

    • [FCA CF] Client dealing (1 Jan 2021 to 30 Mar 2023)
    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 30 Mar 2023)

Recent activity

Updates to this individual's record on the FCA register.

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