Elliot Paul Waxman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

KROLL SECURITIES LTD.
FRN 466588
- CF1 Director (AR) (since 29 Jan 2024)
- CF30 Customer (since 29 Jan 2024)
- CF30 Customer (17 Aug 2015 to 30 May 2017)
- CF1 Director (AR) (17 Aug 2015 to 30 May 2017)
GLMX Europe Limited
FRN 816569
- (4)Employed By (since 29 Jan 2024)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF30 Customer (4 Jul 2018 to 31 Dec 2018)
Zodiac Seven Limited (no longer approved here)
FRN 713383
- Employed By (17 Aug 2015 to 30 May 2017)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (17 Sep 2009 to 15 Nov 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.