Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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T. Bailey Asset Management Limited
FRN 190291
- SMF1 Chief Executive (since 5 Sep 2024)
- [FCA CF] Client dealing (since 21 Dec 2020)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Material risk taker (21 Dec 2020 to 2 Dec 2025)
- CF1 Director (30 Jun 2015 to 8 Dec 2019)
- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF29 Significant management (1 Nov 2007 to 2 Sep 2009)
- CF20 Significant Mgt (Settlements) (11 May 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.