Elliot James Crawford

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THROGMORTON PRIVATE CAPITAL LIMITED

    FRN 431157

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 19 Dec 2019)
    • [FCA CF] Client dealing (since 19 Dec 2019)
    • CF30 Customer (28 Aug 2014 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (15 Oct 2013 to 18 Aug 2014)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (5 Nov 2012 to 30 Sep 2013)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (22 Jan 2010 to 31 Jan 2011)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (12 May 2008 to 6 Oct 2009)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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