Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (13 Oct 2021 to 3 Jan 2023)
- SMF4 Chief Risk (13 Oct 2021 to 3 Jan 2023)
- [FCA CF] Significant management (1 Nov 2020 to 3 Jan 2023)
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- CF28 Systems and controls (1 Nov 2007 to 21 Mar 2011)
- Responsible for Insurance Mediation (14 Jan 2005 to 21 Mar 2011)
- CF14 Risk Assessment (14 Jan 2005 to 31 Oct 2007)
- CF15 Internal Audit (14 Jan 2005 to 31 Oct 2007)
- CF1 Director (14 Jan 2005 to 21 Mar 2011)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.