Ellen Roome

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Finance Roome Limited (no longer approved here)

    FRN 745454

    • [FCA CF] Functions requiring qualifications (22 Jun 2021 to 14 Oct 2025)
    • [FCA CF] Client dealing (1 Dec 2020 to 22 Jun 2021)
    • [FCA CF] Manager of certification employee (1 Dec 2020 to 14 Oct 2025)
    • SMF3 Executive Director (9 Dec 2019 to 17 Jun 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Jun 2024)
    • Responsible for Insurance Distribution (1 Oct 2018 to 17 Jun 2024)
    • CF10 Compliance Oversight (18 Apr 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Dec 2016 to 30 Sep 2018)
    • CF1 Director (1 Dec 2016 to 8 Dec 2019)
    • Responsibility for MCD Intermediation (1 Dec 2016 to 17 Jun 2024)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (21 Sep 2006 to 28 Nov 2016)
  • The Finance Roome Ltd (no longer approved here)

    FRN 450124

    • Employed By (21 Sep 2006 to 28 Nov 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.