Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HARGREAVES LANSDOWN FUND MANAGERS LTD.
FRN 166016
- 14. Managing investments
- [FCA CF] Significant management (since 13 Sep 2022)
- [FCA CF] Functions requiring qualifications (since 13 Sep 2022)
- [FCA CF] Material risk taker (since 13 Sep 2022)
- [FCA CF] Significant management (24 Mar 2020 to 15 Mar 2022)
- [FCA CF] Material risk taker (9 Dec 2019 to 15 Mar 2022)
- CF30 Customer (1 Nov 2007 to 16 Apr 2012)
- CF27 Investment Management (4 May 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.