Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 14 Mar 2025)
    • CF30 Customer (since 3 Mar 2025)
    • (3)Employed By (since 3 Mar 2025)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Functions requiring qualifications (24 Mar 2021 to 1 Jan 2025)
    • [FCA CF] Client dealing (24 Mar 2021 to 1 Jan 2025)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Functions requiring qualifications (24 Jul 2018 to 31 Aug 2020)

Recent activity

Updates to this individual's record on the FCA register.

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