Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF1 Director (AR) (since 20 Nov 2025)
- CF30 Customer (since 17 Nov 2025)
- Appointed representative dealing with clients for which they require qualification (since 6 Oct 2025)
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Align Financial Planning Ltd
FRN 1044023
- (1)Employed By (since 17 Nov 2025)
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- [FCA CF] Functions requiring qualifications (21 Feb 2023 to 21 Jun 2025)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Align Financial Planning Ltd
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controlled function added: (1)Employed By at Align Financial Planning Ltd