Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF1 Director (AR) (since 6 Feb 2012)
    • (2)Employed By (since 6 Feb 2012)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF21 Investment Adviser (23 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (9 Sep 2003 to 23 Apr 2007)
  • Zoe Clayton (no longer approved here)

    FRN 462065

    • Employed By (3 Jan 2007 to 31 Dec 2007)

Recent activity

Updates to this individual's record on the FCA register.

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