Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- CF30 Customer (since 21 Aug 2023)
- Appointed representative dealing with clients for which they require qualification (since 17 Apr 2023)
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Bradnam Wealth Management (UK) Limited
FRN 511125
- Employed By (since 21 Aug 2023)
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- Appointed representative dealing with clients for which they require qualification (28 Sep 2020 to 14 Apr 2023)
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- [FCA CF] Functions requiring qualifications (30 Oct 2018 to 27 Sep 2020)
- CF30 Customer (8 Aug 2011 to 28 Feb 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.