Elizabeth Rigby

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LLOYD & CO. FINANCIAL PLANNING LTD

    FRN 548625

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 5 Sep 2024)
    • [FCA CF] Client dealing (since 5 Sep 2024)
  • Bread and Butter Advice Limited (no longer approved here)

    FRN 585311

    • Employed By (3 Aug 2012 to 1 Mar 2023)
  • TRUE BEARING LIMITED (no longer approved here)

    FRN 486512

    • CF30 Customer (6 Oct 2010 to 8 Jan 2015)
  • Barron Financial Solutions Ltd (no longer approved here)

    FRN 409513

    • Employed By (2 Feb 2009 to 13 Oct 2010)
  • DAVID ROBERTS & PARTNERS (INSURANCE BROKERS) LIMITED (no longer approved here)

    FRN 143840

    • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
    • CF21 Investment Adviser (19 Oct 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Sep 2006 to 19 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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