Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Lakeview Financial Services Ltd
FRN 933594
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- [FCA CF] Functions requiring qualifications (since 16 Mar 2021)
- SMF16 Compliance Oversight (since 9 Mar 2021)
- SMF3 Executive Director (since 9 Mar 2021)
-
- [FCA CF] Functions requiring qualifications (16 Sep 2024 to 11 Feb 2025)
-
- [FCA CF] Functions requiring qualifications (21 Sep 2023 to 24 Oct 2024)
-
- CF1 Director (AR) (31 Oct 2004 to 2 Mar 2015)
-
- (1)Employed By (31 Oct 2004 to 2 Mar 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.