Elizabeth Michelle Brooks

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- CF30 Customer (since 29 Jan 2025)
- Appointed representative dealing with clients for which they require qualification (since 25 Nov 2024)
- CF1 Director (AR) (13 May 2024 to 19 Jul 2024)
- CF30 Customer (6 Dec 2012 to 30 Jul 2014)
Lester Brunt Wealth Management Ltd
FRN 608489
- (7)Employed By (since 29 Jan 2025)
- (26)Employed By (11 Oct 2013 to 30 Jul 2014)
Michael Lester Practice Limited (no longer approved here)
FRN 401707
- (3)Employed By (6 Dec 2012 to 19 Jul 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.