Elizabeth Leslie-Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PLS FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 488254

    • [FCA CF] Client dealing (1 Dec 2020 to 31 Oct 2022)
    • [FCA CF] Functions requiring qualifications (1 Dec 2020 to 31 Oct 2022)
    • SMF3 Executive Director (9 Dec 2019 to 18 Jan 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 18 Jan 2023)
    • Responsible for Insurance Mediation (3 Nov 2008 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (3 Nov 2008 to 18 Nov 2019)
    • CF30 Customer (3 Nov 2008 to 8 Dec 2019)
    • CF1 Director (3 Nov 2008 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.